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Description
Monroe Capital (the “Firm”) is a premier asset management firm specializing in private credit markets across various strategies including, direct lending, asset-based lending, specialty finance, opportunistic and structured credit, real estate, and equity. The Firm is seeking an Associate of Compliance.
The Associate of Compliance will assist the Chief Compliance Officer in implementing and maintaining the Firm's strategy, programs, policies, and practices with regards to regulatory compliance and risk mitigation for its registered investment advisor entities. The Firm is seeking a candidate that will bring valuable expertise and be able to effectively communicate with internal and external stakeholders on complex compliance matters in a direct and simple manner.
The Associate of Compliance must be confident and proactive, with the versatility of assisting and managing micro and macro compliance activities and actions. The Associate of Compliance will be charged with supporting multiple areas of the business as well as assisting the CCO with further developing and maintaining the Firm’s compliance program as the Firm continues to grow and expand.
Responsibilities:
Requirements
About Monroe Capital
Monroe Capital LLC (“Monroe”) is a premier boutique asset management firm with approximately $18B of assets under management specializing in private credit markets across various strategies, including direct lending, asset-based lending, specialty finance, opportunistic, real estate, structured credit, and equity. Since 2004, the firm has been successfully providing capital solutions to clients in the U.S. and Canada. Monroe prides itself on being a value-added and user-friendly partner to business owners, management, and both private equity and independent sponsors. Monroe’s platform offers a wide variety of investment products for both institutional and high net worth investors with a focus on generating high quality “alpha” returns irrespective of business or economic cycles. The firm is headquartered in Chicago and maintains offices in Atlanta, Boston, Los Angeles, Miami, Naples, New York, San Francisco, and Seoul.
Full Time
Investment Management
$84k-106k (estimate)
03/08/2024
05/07/2024
monroebdc.com
CHICAGO, IL
200 - 500
2004
Public
THEODORE L KOENIG
$50M - $200M
Investment Management
Monroe Capital is a Illinois-based business development company that provides debt financing and equity investments to lower middle-market companies in the USA and Canada.
The following is the career advancement route for Associate, Compliance positions, which can be used as a reference in future career path planning. As an Associate, Compliance, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Associate, Compliance. You can explore the career advancement for an Associate, Compliance below and select your interested title to get hiring information.